SEBI Registered Research Analyst Reg. No. INH000016472 BSE Enlistment No. 6196 NISM Certified

Disclosures & Disclaimers

1. Identity & Registration

Name: HITESHWARI KUMARI (Trade name: Breakout Mantra)

Type of registration: Individual Research Analyst (Full-Time)

SEBI Registration No.: INH000016472 · BSE Enlistment No.: 6196 · Validity: Perpetual

Registered Office: Vyas Apartment, Sector-11, Pratap Nagar, Jaipur, Rajasthan – 302033

Email: info@breakoutmantra.com · WhatsApp (support only): +91-9306596579 · Website: www.breakoutmantra.com

Registration disclosure: Registration granted by SEBI, enlistment as RA with Exchange and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

2. Business Activity

The Research Analyst provides research services on securities listed in India, covering the equity cash segment and equity derivatives (index and stock futures and options). Research is shared as recommendations with entry level, target, stop-loss and rationale. The Research Analyst does not provide investment advice, portfolio management, broking, or execution services, and does not handle client funds or securities.

Other business activities: None. The Research Analyst is a full-time Research Analyst and has no other business activity.

3. Disciplinary History

There is no pending or past disciplinary action, penalty, or adverse order against the Research Analyst by SEBI, any stock exchange or any other authority.

4. Research Methodology

5. Meaning of Our Recommendation Terms

Term Meaning
Buy Buy at the price or price range stated in the recommendation.
Sell / Exit Sell or close the position at the stated price or at market price.
Hold Continue holding until the target or stop-loss is reached, or until an update is issued.
Partial Profit Booking Close part of the position and hold the rest for the next target or trailing stop-loss.
Short / Sell (F&O) Create a sell position in a futures or options contract at the stated level, with the stated stop-loss.
Intraday Position meant to be closed on the same trading day.
Positional / Swing Position that may be held from a few days to a few weeks, as stated in the recommendation.

6. Analyst Certification

The Research Analyst certifies that (a) the views in each recommendation are her honest and independent opinions about the securities concerned; (b) they are based on information from publicly available sources believed to be reliable; and (c) no part of her compensation is linked to any specific recommendation or view.

7. Conflict of Interest & Financial Interest

Unless specifically stated otherwise in a recommendation, the Research Analyst and her relatives:

Where any of the above applies, it will be disclosed clearly in that specific recommendation.

8. Personal Trading

The Research Analyst follows a written personal-trading policy as required under the SEBI (Research Analysts) Regulations, 2014. She does not trade against her own recommendations and does not trade in recommended securities during the restricted period around a recommendation, except as permitted by the Regulations.

9. Terms of the Research Service

10. Use of AI Tools

The Research Analyst does not use artificial intelligence (AI) tools to generate research recommendations. All research is prepared by the Research Analyst personally.

11. Risk Disclosure

12. No Guarantee & No Refund of Losses

No return, profit or accuracy level is guaranteed or promised. Trading losses arising from acting on research are the client's own and are never refunded. Refund of fees is governed only by the Refund Policy (pro-rata refund of the unexpired period on termination) and is not linked to trading results.

13. Model Portfolio

The Research Analyst does not currently offer model portfolios. If introduced, each will carry its methodology, benchmark, factsheet and review schedule as required by SEBI.

14. Social Media & Free Content

Posts, videos and messages on our social media handles are for education and market awareness only and are not recommendations. Breakout Mantra shares paid recommendations only through the official channel listed on www.breakoutmantra.com. Any other group using our name or photo is fake.

15. Unregulated Products

The Research Analyst does not provide research on crypto assets, forex trading on unauthorised platforms, foreign/US stocks, or any product outside SEBI's jurisdiction. Investors get no SEBI protection or grievance mechanism for such products.

16. Fees & Safe Payment

Pay only through: hiteshwari.cf.ra@validaxis or the bank account in the name of HITESHWARI KUMARI.

Verify the UPI ID on SEBI Check before paying. Use the Centralised Fee Collection Mechanism (CeFCoM) where applicable.

Payments made to any other person, personal account or UPI ID are not our responsibility.

No one is authorised to promise guaranteed returns or to ask for trading account passwords/OTP. Report any such contact to info@breakoutmantra.com and to SEBI.

17. Grievance Redressal & Escalation

Grievance Officer: Hiteshwari Kumari

Email: info@breakoutmantra.com

WhatsApp: +91-9306596579 (WhatsApp)

Working Hours: 9:00 AM–5:30 PM, Mon–Fri.

If the complaint is not resolved, or you are not satisfied with the response, you may escalate:

18. Investor Education & Safety

19. Limitation of Liability

The Research Analyst is not liable for any loss arising from use of the research, from technical problems in communication channels, or from unintentional errors in data obtained from public sources. Nothing on this website is an offer or solicitation to buy or sell any security.